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Document Mentions (7 shared documents)
2 mentions1 same-page
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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
agent, will be responsible for (a) effecting Applicable Transactions under the Agreement, (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions, and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission (-SEC) under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"). the Securities Investor Protection Corporation has taken the position
agent. will be responsible for (a) effecting Applicable Transactions under the Agreement, (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions, and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
agent, will be responsible for (a) effecting Applicable Transactions under the Agreement, (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions, and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
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2 mentions1 same-page
Page ?Same page
ics acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act). the Securities Investor Protection Corporation has taken the position
agent. will be responsible for (a) effecting Applicable Transactions under the Agreement, (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions, and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC) under Section 15 of the Securities Exchange Act of 1934 ("I934 Act"), the Securities Investor Protection Corporation has taken the position
agent, will be responsible for (a) effecting Applicable transactions under the Agreement. (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions. and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
2 mentions1 same-page
Page ?Same page
ies acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"). the Securities Investor Protection Corporation has taken the position
agent, will be responsible for (a) effecting Applicable Transactions under the Agreement. (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions, and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
Sponsored
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC) under Section 15 of the Securities Exchange Act of 1934 ("I934 Act"), the Securities Investor Protection Corporation has taken the position
agent, will be responsible for (a) effecting Applicable transactions under the Agreement. (b) issuing all required confirmations and statements to Party A and Party B in connection with Applicable Transactions. and (c) maintaining books and records relating to Applicable Transactions as required by SEC regulati
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Mutual Connections (114)
Entities connected to both the Securities and Exchange Commission and Party A and Party
George W. Bush
PERSON213 w/ the·4 w/ Party
Julie K. Brown
PERSON162 w/ the·34 w/ Party
Jeffrey Epstein
PERSON184 w/ the·7 w/ Party
United States
LOCATION154 w/ the·13 w/ Party
MW
Martin Weinberg
PERSON107 w/ the·2 w/ Party
Bloomberg L.P.
ORGANIZATION103 w/ the·4 w/ Party
Deutsche Bank
ORGANIZATION65 w/ the·36 w/ Party
Prince Andrew
PERSON79 w/ the·4 w/ Party
Ghislaine Maxwell
PERSON57 w/ the·2 w/ Party
the Internal Revenue Service
ORGANIZATION50 w/ the·3 w/ Party
Frankfurt
LOCATION33 w/ the·15 w/ Party
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·8 w/ Party
Party A
ORGANIZATION6 w/ the·41 w/ Party
Southern Trust Company
ORGANIZATION26 w/ the·17 w/ Party
the State of New York
LOCATION31 w/ the·8 w/ Party
FDIC
ORGANIZATION31 w/ the·7 w/ Party
Baltimore
LOCATION15 w/ the·20 w/ Party
Winchester House
ORGANIZATION4 w/ the·27 w/ Party
U.S. Virgin Islands
LOCATION23 w/ the·2 w/ Party
Department of Labor
ORGANIZATION18 w/ the·3 w/ Party