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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
intended to protect the markets themselves and a firm's public customers, rather than investors in the Master Partnership or in the Feeder Funds. Anti-Money Laundering Regulations The Master Partnership accepts investments only from (i) the Feeder Funds, (ii) entities through which Portfolio Managers and related personnel are
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Mutual Connections (126)
Entities connected to both the Securities and Exchange Commission and Anti-Money Laundering Regulations
United States
LOCATION154 w/ the·4 w/ Anti-Money
Department of Justice
ORGANIZATION88 w/ the·3 w/ Anti-Money
Samantha Power
PERSON87 w/ the·4 w/ Anti-Money
Ghislaine Maxwell
PERSON57 w/ the·2 w/ Anti-Money
New York
LOCATION48 w/ the·3 w/ Anti-Money
Marc Rich
PERSON45 w/ the·3 w/ Anti-Money
JPMorgan Chase
ORGANIZATION44 w/ the·3 w/ Anti-Money
Federal Reserve
ORGANIZATION40 w/ the·3 w/ Anti-Money
the State of New York
LOCATION31 w/ the·2 w/ Anti-Money
New York State
LOCATION24 w/ the·3 w/ Anti-Money
UBS AG
ORGANIZATION18 w/ the·3 w/ Anti-Money
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ Anti-Money
New Hampshire
LOCATION13 w/ the·3 w/ Anti-Money
Wilmington
LOCATION12 w/ the·3 w/ Anti-Money
Fannie Mae
ORGANIZATION10 w/ the·3 w/ Anti-Money
Mohammed bin Salman
PERSON10 w/ the·3 w/ Anti-Money
UBS Securities LLC
ORGANIZATION9 w/ the·3 w/ Anti-Money
Offering Memorandum
ORGANIZATION8 w/ the·3 w/ Anti-Money
Lehman
ORGANIZATION8 w/ the·3 w/ Anti-Money
the U.S. Department of Labor
ORGANIZATION8 w/ the·3 w/ Anti-Money