Epstein Secrets

September 23, 2013 Alkeon Capital Management, LLC 350 Madison Avenue, 9th Floor New York, New York 10017 Ladies and Gentlemen: On July 10, 2013, the Securities and Exchange Commission adopted certain amendments (the "Amendments") to Rule 506 of Regulation D under the Securities Act of 1933. The Amendments, which implement Sectio

AGP LP 519 Alpha Group Capital Paul Barrett EXECUTION Deutsche Asset & Wealth Management L,_ 60 Wall Street New York, New York 10005 September 23, 2013 Alkeon Capital Management, LLC 35

e 18, 2015 On June 18 , 2015, Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill") and certain of its affiliated entities received an order from the Securities and Exchange Commission ("SEC") under Rule 506(d) of the Securities Act of 1933 ("Securities Act") granting a waiver of the "bad actor" disqualification provision in Rule

AGP LP 519 Alpha Group Capital Paul Barrett IMPORTANT REGULATORY DISCLOSURE Effective as of June 18, 2015 On June 18 , 2015, Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill") and certa

enying the findings therein, Stifel, Nicolaus & Company, Incorporated ("Stifel") consented to the entry of an order (the "Order") against Stifel by the Securities and Exchange Commission (the "SEC") instituted pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934. The Order inv

AGP LP 519 Alpha Group Caudal Paul Barrett Waived Disqualifying Events On June 18, 2015, without admitting or denying the findings therein, Stifel, Nicolaus & Company, Incorporated ("Stifel

ld not rely on such forward-looking statements in making Mei investments decisions. • None of the information contained herein has been filed with the U.S. Securities and Exchange Commission, any securities administrator under any securities laws of any U.S. or non-U.S. jurisdiction or any other V.S. or non-U.S. governmental or self-regu

AGP LP 519 Alpha Group Capital Paul Barrett Additional Disclaimers Cont'd • References to Specific Companies/Securities. To the extent that this document contains references to specific comp

e business of the Partnership. Alkeon Capital Management, LLC, a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission (the "SEC"), is the investment manager (the -Investment Manager") of the Partnership. Panayotis ("Takis") Sparaggis, the controlling person and Chi

AGP LP 519 Alpha Group Capital Paul Barrett 2. INTRODUCTION Alkeon Growth PW Partners, LP is a Delaware limited partnership (the "Partnership") formed for the purpose of investing its assets

enying the findings therein, Stifel, Nicolaus & Company, Incorporated ("Stifel") consented to the entry of an order (the "Order") against Stifel by the Securities and Exchange Commission (the "SEC") instituted pursuant to Section 8A of the Securities Act of 1933 and Section 15(b) of the Securities Exchange Act of 1934. The Order inv

AGP LP 519 Alpha Group Caudal Paul Barrett Waived Disqualifying Events On June 18, 2015, without admitting or denying the findings therein, Stifel, Nicolaus & Company, Incorporated ("Stifel

nd restitution of 4.3 million; States: $70.8 minion plus $20 million credited from the SEC settlement 3. Date of Action: Dec. 22, 2008 Brought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A

AGP LP 519 Alpha Group Capital Paul Barrett Date of Action: August 22, 2011 Entity. UBS Financial Semites, Inc. Brought By: New Hampshire Bureau of Securities Regulation Nlegations: UBS sol

September 23, 2013 Alkeon Capital Management, LLC 350 Madison Avenue, 9th Floor New York, New York 10017 Ladies and Gentlemen: On July 10, 2013, the Securities and Exchange Commission adopted certain amendments (the "Amendments") to Rule 506 of Regulation D under the Securities Act of 1933. The Amendments, which implement Sectio

AGP LP 519 Alpha Group Capital Paul Barrett EXECUTION Deutsche Asset & Wealth Management L,_ 60 Wall Street New York, New York 10005 September 23, 2013 Alkeon Capital Management, LLC 35

ld not rely on such forward-looking statements in making Mei investments decisions. • None of the information contained herein has been filed with the U.S. Securities and Exchange Commission, any securities administrator under any securities laws of any U.S. or non-U.S. jurisdiction or any other V.S. or non-U.S. governmental or self-regu

AGP LP 519 Alpha Group Capital Paul Barrett Additional Disclaimers Cont'd • References to Specific Companies/Securities. To the extent that this document contains references to specific comp

e business of the Partnership. Alkeon Capital Management, LLC, a Delaware limited liability company that is registered as an investment adviser with the Securities and Exchange Commission (the "SEC"), is the investment manager (the -Investment Manager") of the Partnership. Panayotis ("Takis") Sparaggis, the controlling person and Chi

AGP LP 519 Alpha Group Capital Paul Barrett 2. INTRODUCTION Alkeon Growth PW Partners, LP is a Delaware limited partnership (the "Partnership") formed for the purpose of investing its assets