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ort on Form 10-Q for the quarterly period ended September 30. 2015. to co a Ce3 which are incorporated herein by reference. ca os co a Neither the Securities and Exchange Commission nor any state securities commission has approved or disapproved of these a= >. securities or passed upon the accuracy or adequacy of this prospectus
of Form 8-K shall not be incorporated by reference herein. 4. All other reports filed by U.S. Cellular pursuant to Section 13(a) and 15(d) of the Exchange Act since December 31, 2014. This Prospectus also incorporates by reference additional documents that may be filed by us with the SEC pursuant to
the fiscal year ended March 31, 2018 , included in the Company's Annual Report on Form 10-K for the fiscal year ended March 31, 2018 , as filed with the U.S. Securities and Exchange Commission ("SEC"). NOTE 2 — FIELD-FOR-SALE AND DISCONTINUED OPERATIONS Subsequent to the current period's balance sheet date of June 30, 2018 the Company and
change Act, are effective to provide reasonable assurance that information required to be disclosed by us in reports that we file or submit under the Exchange Act is recorded, processed, summarized, and reported within the time periods specified in SEC rules and forms, and is accumulated and communicated t
spect to the Interests. (s) The Investor understands that (i) the General Partner is not currently registered as an investment adviser with either the Securities and Exchange Commission or any other state regulatory authority, (ii) the General Partner and its affiliates may in the future manage investments for clients other than th
vered persons of such company." 12 For purposes of Rule 5131. the term "public company" means any company that is registered under Section 12 of the Exchange Act or files periodic reports pursuant to Section 15(d) thereof. 13 For purposes of Rule 5131. the term "covered non-public company" means any non-
ns on how to file a complaint with an appropriate regulatory authority can be found on the M SRB website, msrb.org. Pershing LLC is registered with the Securities and Exchange Commission (SEC), M SRB, FIN RA, and NYSE Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to
SO Equivalent per USO Offiency close Balance Amount In Base Currency USD BRITISH POUND 1.3277 0 1531 BRITISH POUND 450.720 00 598.420.94 Exchange rates are based on interbank exchange rates as of 13/ 31/ 20 17. Exchange rates can vary. Total Global Cash Balance 3598.420.94 Money Market Fund
a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and cash held for a customer account at JPMSI are protected up to an amount of $50,000,000. The first $500,000 of protection, which in
ase Bank 2002 Account Number: Q 30171-00-5 FINANCIAL TRUST COMPANY INC Asset Account Portfolio November 01, 2002 - November 30, 2002 Page 5 of Exchange 30 Rates Spot Rates as of November 30, 2002 Currency HKD NOK SEK Exchange Rate 7.7987 7.3235 9.0654 EFTA01552635 11 JPMorgan Chase Ban
a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and cash held for a customer account at JPMSI are protected up to an amount of $50,000,000. The first $500,000 of protection, which in
ase Bank 2002 Account Number: Q 30171-00-5 FINANCIAL TRUST COMPANY INC Asset Account Portfolio December 01, 2002 - December 31, 2002 Page 5 of Exchange 40 Rates Spot Rates as of December 31, 2002 Currency GBP HKD JPY LUF MXN NOK SEK Exchange Rate 1.6099 7.7984 118.6700 38.4410 10.464
a member of the Securities Investor Protection Corporation (SIPC), a not-for-profit members hip corporation funded by broker-dealers registered with the Securities and Exchange Commission. Sec urities and cash held for a customer account at JPMSI are protected up to an amount of $50,000,000. The first $500,000 of protection, which in
FTA01552672 12 JPMorgan Chase Bank 2002 Account Number: Q 30171-00-5 Asset Account Portfolio December 01, 2002 - December 31, 2002 Page 5 of Exchange 40 Rates Spot Rates as of December 31, 2002 Currency GBP HKD JPY MXN NOK SEK Exchange Rate 1.6099 7.7984 118.6700 10.4640 6.9278 8.7
RESOURCE GUIDE TO THE U.S. FOREIGN CORRUPT PRACTICES ACT By the Criminal Division of the U.S. Department of Justice and the Enforcement Division of the U.S. Securities and Exchange Commission HOUSE_OVERSIGHT_022496 FOREWORD We are pleased to announce the publication of A Resource Guide to the U.S. Foreign Corrupt Practices Act. The Fore
d Chief Financial Officer (CFO)) take responsibility for and certify the integrity of their compa- ny’s financial reports on a quarterly basis. Under Exchange Act Rule 13a-14, which is commonly called the “SOX cer- tification” rule, each periodic report filed by an issuer must include a certification signed
of this subsection. (e) Guidelines by Attorney General Not later than 6 months after August 23, 1988, the Attorney General, after consultation with the Securities and Exchange Commission, the Secretary of Commerce, the United States Trade Representative, the Secretary of State, and the Secretary of the Treasury, and after obtain- ing
be a cause of the violation, due to an act or omission the person knew or should have known would contribute to such violation. Section 21C(a) of the Exchange Act,15 US.C. § 78u-3{a). 206 See Complaint, SEC v. Panalpina, Inc. supra note 68. 718 US.C. § 3282(a) provides: “Except as otherwise expressly prov
irm for this purpose. The resulting concentration of credit risk is mitigated by the broker's obligation to comply with the rules and regulations of the U.S. Securities and Exchange Commission. The Company also regularly reviews the credit quality and credit limit extended to each of the counterparties with which it chooses to conduct bus
40 • 4,540 Total investment assets $ 7.593.023 S - $ 7.593.023 Investment liabilities: Common stock $ (1,134,291) $ - S $ (1,134,291) Exchange traded fund (848,133) (848,133) Total investment liabilities $ (1,982,424) $ - $ (1,982,424) The Partnership's policy is to recognize transf
Entities connected to both the Securities and Exchange Commission and Exchange
Chris Dilorio
PERSON
George W. Bush
PERSON
Jeffrey Epstein
PERSON
Jared Kushner
PERSON
Donald Trump
PERSON
United States
LOCATION
Julie K. Brown
PERSONMcKessy
PERSON
Puerto Rico
LOCATION
Bill Clinton
PERSON
Barack Obama
PERSONBerger Montague
ORGANIZATIONColeman
PERSON
Hillary Clinton
PERSONCarl Hoecker
PERSONChristopher
PERSONMartin Weinberg
PERSONJersey City
LOCATION
Samantha Power
PERSON
Bloomberg L.P.
ORGANIZATION