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HISLAINE MAXWELL IRA ACCT. For the Period 4/1/I Ito 4/30/II Note: 1 This is the Annual Percentage Y

dings Cash 8 Fixed Income Portfolio Activity 2 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements 4 Al December 31. 2010. JPMS LLC's net capital of $6.8 6 billion exceeded the minimum regulatory net capital requirement of $500 million by $6.3

ISLAINE MAXWELL IRA ACCT. For the Period 10/1/I Ito 10/31/11 TRADE ACTIVITY Trade Dale Settle Date

Page Client News J.P. Morgan Securities LLC's (JPMS LLC) and Account Summary 2 J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Holdings and Net Capital Requirements Cash 8 Fixed Income 4 At December 31, 2011, JPMS tics net capital of $11.1 Portfolio Activity 6 billion exceeded the minimum regulatory net cap

GHISLAINE MAXWELL ACCT. For the Period 1/1/I Ito 1/31/11 Portfolio Activity Summary - U S Dollar

ssets Cash 8 Fixed Income Portfolio Activity 2 J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements 4 At December 31. 2010. JPMS LLC's net capital of $6.8 7 billion exceeded the minimum regulatory net capital 8 requirement of $500 million by $

GHISLAINE MAXWELL ACCT. For the Period 6/I/I Ito 6/30/I I Portfolio Activity Detail - Brazilian R

For the Period 9/I/I I to 9/31)/I1 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2011, JPMS LLCs net capital of $11.3 billion exceeded the minimum regulatory net capital requirement of $1.5 billion by $9.8 billion.

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T. For the Period .V1/12 to 3131/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2011. JPMS tics net capital of $11.1 billion exceeded the minimum regulatory net capital requirement of $1.6 billion by $9.5 billi

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h J.P.Morgan acc0unt(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil