Document Mentions (4 shared documents)

EFTA00644539

2 mentions1 same-page

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h Dan again to confirm the scope of your activities for D. E. Shaw. We determined that any trade-related ideas and suggestions are researched by the Macro team and the ultimate decision to take any action on behalf of our funds is made by Max, Daniel, or another member of the team. Accordingly, from ou

is legal advice and so if you are concerned you may want to double check. From: Sent: Sunday, June 28, 2015 8:15:40 PM To: Michalow, Daniel Cc: Ihsoffice Subject: Dodd frank Am I an investment advisor? What did u learn? Sent from my iPhone Please direct all scheduling inquiries to my office at: Fo

EFTA00852965

2 mentions1 same-page

Page ?Same page

h Dan again to confirm the scope of your activities for D. E. Shaw. We determined that any trade- related ideas and suggestions are researched by the Macro team and the ultimate decision to take any action on behalf of our funds is made by Max, Daniel, or another member of the team. Accordingly, from ou

at: Follow me on twitte Begin forwarded message: From: "Widmann, Doug" < Date: June 29, 2015 at 2:31:54 PM GMT+2 To: "Lawrence H. Summers" Cc: Ihsoffice , "Michalow, Daniel" Subject: RE: Dodd frank Hi, we also discussed with our CCO, Nathan Thomas, so this conclusion is not just my own. First, we t

EFTA00853018

2 mentions1 same-page

Page ?Same page

h Dan again to confirm the scope of your activities for D. E. Shaw. We determined that any trade- related ideas and suggestions are researched by the Macro team and the ultimate decision to take any action on behalf of our funds is made by Max, Daniel, or another member of the team. Accordingly, from ou

me on twitter @lhsummers Begin forwarded message: From: "Widmann, Doug" < Date: June 29, 2015 at 2:31:54 PM GMT+2 To: "Lawrence H. Summers" Cc: Ihsoffice , "Michalow, Daniel" Subject: RE: Dodd frank Hi, we also discussed with our CCO, Nathan Thomas, so this conclusion is not just my own. EFTA0085301