Document Mentions (4 shared documents)

EFTA01278281

2 mentions1 same-page

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oue CONFIDENTIAL - We were <CoceMblOn Iran ULIS Brin USA, 185 AG Suerloid Branch and naaffiliated bar

nvestment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Franco' Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your sratemenrat th

EFTA01274073_sub_001 - EFTA01274073_100

2 mentions1 same-page

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nue sharing and additional compensation. — In addition to commissions on sales and 12b-1 fees received in correction with the attribution of inset Burin to Ourdents we nuke our Wit eceive r.Vgnua Sharing Perna from distributor ads advisors of the mat funds that we sell. These anowts are based on t

investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat

EFTA01398793

2 mentions1 same-page

Page ?Same page

lth or primary residence No No Brian Convey EFTA01398806 82833 00000210143 Paul Volcker Tr For James P. Volcker Andrew Gallivan 3/13/2017 Brian speaks with client quarterly to review account There are no material changes No No Brian Convey 82834 00000210142 Paul Volcker Tr For Janice V

01 Community Organizations, LLC Andrew Gallivan 3/9/2017 no material changes no material changes Yes No Rosemary Vrablic 82546 00000418627 Franco, Isaac S. Andrew Gallivan 3/1/2017 no changes from KYC No changes from KYC Yes No Rosemary Vrablic 82549 00000435806 EFTA01398815 Franco