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r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. 15-vre1/2 St Name 4st Name Middle Name . 2. (a) Have you ever been bonded? Yes (b) Have you ever been refused a bond by a surety compa
ment check, marked as having insufficient funds was not in the applicant's name but in the name of Paula Epstein. When the check did not clear, Mr. Ettinger contacted applicant's brother, Mark Epstein who advised that applicant was in Europe. Further action was delayed and subsequently Mark Epstein made
r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. • 1. ep >icii pot Nam' 2. (a) Have you ever been bonded? Yes NT)) (b) Have you ever been refused a bond by a surety company? Yes N
ment check, marked as having insufficient funds was not in the applicant's name but in the name of Paula Epstein. When the check did not clear, Mr. Ettinger contacted applicant's brother, Mark Epstein who advised that applicant was in Europe. Further action was delayed and subsequently Mark Epstein made
r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. L":4 5 f el l% V 'Vey 61 4500 ' , I st Name irst Name Middle Name 2. (a) Have you ever been bonded? Yes (b) Have you ever been ref
The initial payment check, marked as having insufficient was not in the applicant's name but in the name of Paula When the check did not clear, Mr. Ettinger contacted appli(aJ - ' brother, Mark Epstein who advised that applicant was in Europ• . Further action was delayed and subsequently Mark Epstein m
Entities connected to both the New York Stock Exchange and Ettinger

Jeffrey Epstein
PERSON
George W. Bush
PERSON
Stephen Hawking
PERSON
Department of Justice
ORGANIZATION
New York City
LOCATION
Tokyo
LOCATION
Dallas
LOCATION
Bear Stearns
ORGANIZATION
Goldman Sachs
ORGANIZATION
Amsterdam
LOCATION
Michael Douglas
PERSON
Bradley Cooper
PERSONU.C. Berkeley
ORGANIZATION
Jimmy Cayne
PERSON
Dalton School
ORGANIZATIONRegistrar
ORGANIZATION
Bennett
PERSONBlue Cross
ORGANIZATION
Mark Epstein
PERSONNew York Retail
LOCATION