Epstein Secrets

r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. 15-vre1/2 St Name 4st Name Middle Name . 2. (a) Have you ever been bonded? Yes (b) Have you ever been refused a bond by a surety compa

ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH

r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. • 1. ep >icii pot Nam' 2. (a) Have you ever been bonded? Yes NT)) (b) Have you ever been refused a bond by a surety company? Yes N

ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH

r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. L":4 5 f el l% V 'Vey 61 4500 ' , I st Name irst Name Middle Name 2. (a) Have you ever been bonded? Yes (b) Have you ever been ref

ain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO TH