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ed by arbitration conducted before. and only before. an arbitration penal set up by Minor the Financial Industry Regulatory Authority ffitfillTA1 or the New York Stock Exchange, fix ("NYSE") In accordance with their respective arbitration procedures. Any of us may initiate arbitration by filing a written Claim with the FINR
nd, or if the number of short term units is insufficient to cover the sate, the process will took at the long term lots rd continue to close LCI.T. Avera t e Cost Basis Accounting Codes N No Average Cost on Mutual Funds, accounting is Id by lot. O All; F'ost-f- fleetly° Dale. AU mutual fund tax tots
r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. 15-vre1/2 St Name 4st Name Middle Name . 2. (a) Have you ever been bonded? Yes (b) Have you ever been refused a bond by a surety compa
New York Should you prefer to respond, by telephone, please call our reference section at Dates of Employment: Claimed from Verified from Above Avera Attendance Punctuality Work Performance a Rating C:1 To the best of your knowledge, account? Q Yes 0 No to to Average Below Average
r three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. 1. L":4 5 f el l% V 'Vey 61 4500 ' , I st Name irst Name Middle Name 2. (a) Have you ever been bonded? Yes (b) Have you ever been ref
ion at 212/952-5263. Dates of Employment Claimed from Verified from Attendance Punctuality Work Performance Overall Rating to \ to Above Avera Average Below Average ' To the best of your knowledge, did this applicant have a Securities brokerage account? 0 Yes D No Would you recomm
Entities connected to both the New York Stock Exchange and Avera

Jeffrey Epstein
PERSON
George W. Bush
PERSON
Stephen Hawking
PERSON
Department of Justice
ORGANIZATION
New York City
LOCATION
Tokyo
LOCATION
Samantha Power
PERSON
Bear Stearns
ORGANIZATIONRegistrar
ORGANIZATION
Alan Dershowitz
PERSON
Eric Holder
PERSON
Dallas
LOCATION
Amsterdam
LOCATION
Glenn Dubin
PERSON
Bradley Cooper
PERSON
Michael Douglas
PERSON
Dalton School
ORGANIZATIONBlue Cross
ORGANIZATION
Jimmy Cayne
PERSONU.C. Berkeley
ORGANIZATION