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d) 3. I understand that DBSI has policies which may be more restrictive than or impose requirements in addition to those of the Exchanges, FINRA or the New York Stock Exchange. I agree to abide by such policies as a condition of doing business with DBSI. I understand that these policies include but are not limited to the f
e Bank- means Deutsche Bank AG and its all rioted Companeo Deutsche Bank vvearth Management represents the wealth management activities conducted by Deutsche Baryk AG or es subsidiaries Clients are proviced Deutsche Bank Wealtn Mansgerent products or services oy one or more legal entities that are identified toden
r of F NBA NYSE and SIPC. Banking and lending services are offered through Deutsche Bank Trust Company Arnercas, memoer FDIC. ano ot her members of Deutsche Bank Group. WM189768 010721.051018 Page 1 of 4 a a a C CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0001622 EFTA_000 15096 EFTA00165874
d) 3. I understand that DBSI has policies which may be more restrictive than or Impose requirements in addition to those of the Exchanges, FINRA or the New York Stock Exchange. I agree to abide by such policies as a condition of doing business with DB51. I understand that these policies include but are not limited to the f
eement shall be applicable 11. As used herein, t and "me" refers to all account owners. 'You- and -Your refers to DBSI. Please Initial Here: O2018 Deutsche Rank AG. All rights reserved. WM189768 010721 051018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076248 CONFIDENTIAL SDNY GM_00222432 EFTA
analysts practices, DBSI reached a settlement agreement with the Securities and Exchange Commission, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulators arising from an investigation of research analyst independence. Under the terms o
objectives. Conflicts may also arise in cases where the Issuer may make an investment, the proceeds of which are used to liquidate an investment of Deutsche Bank. DDI and DBSI46, affiliates of the Portfolio Advisor, have been appointed by the Issuer as its non-exclusive Placement Agents in connection with th
r in which we and/or any selling shareholder may dispose of the securities covered by this prospectus. The Common Stock of the Company is listed on the New York Stock Exchange under the symbol "BK." Unless otherwise indicated in the applicable prospectus supplement. the other securities offered hereby will not be listed on
was incorporated as a limited liability company under Luxembourg law. Clearstream, Luxembourg is owned by Cedel International, sociiti anonyme, and Deutsche Bone AG. The shareholders of these two entities are banks, securities dealers and financial institutions. Clearstream, Luxembourg holds securities for its
stigations into research and analysts practices, DBSI reached a settlement agreement with the SEC, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulators arising from an investigation of research analyst independence. Under the terms
e considered a capital contribution to the Access Fund. All expenses (including marketing costs) of Deutsche Bank shall be borne by Deutsche Bank. Deutsche Bank in its sole discretion will have the right to waive all or any portion of the DB Placement Fee payable by any particular DB Introduced Person. The
stigations into research and analysts practices, DBSI reached a settlement agreement with the SEC, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulators arising from an investigation of research analyst independence. Under the terms
e considered a capital contribution to the Access Fund. All expenses (including marketing costs) of Deutsche Bank shall be borne by Deutsche Bank. Deutsche Bank in its sole discretion will have the right to waive all or any portion of the DB Placement Fee payable by any particular DB Introduced Person. The
stigations into research and analysts practices, DBSI reached a settlement agreement with the SEC, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulators arising from an investigation of research analyst independence. Under the terms
e considered a capital contribution to the Access Fund. All expenses (including marketing costs) of Deutsche Bank shall be borne by Deutsche Bank. Deutsche Bank in its sole discretion will have the right to waive all or any portion of the DB Placement Fee payable by any particular DB Introduced Person. The
the time of events covered in this complaint. 17. As one example of business conducted in this District, Deutsche Bank ordinarily trades shares on the New York Stock Exchange, located in this District. As another example, Deutsche Bank maintains branch banks within this District. 18. Deutsche Bank's financial activities
co-conspirators Lesley Groff, Sarah Kellen, and Nadia Marcinkova. The existence of co-conspirators as beneficiaries of the trust further established Deutsche Bank's actual and constructive knowledge that payments through the Trust would be used to further or coverup criminal activity and to endanger more young w
Entities connected to both the New York Stock Exchange and Deutsche Bank

Jeffrey Epstein
PERSON
Julie K. Brown
PERSONDarren Indyke
PERSON
United States
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONDeutsche Bank Trust Company Americas
ORGANIZATION
Richard Kahn
PERSON
JPMorgan Chase
ORGANIZATION
Prince Charles
PERSON
Ghislaine Maxwell
PERSON
Bloomberg L.P.
ORGANIZATIONHarry Beller
PERSONGlendower Capital
ORGANIZATION
Eric Holder
PERSON
Marc Rich
PERSON
George W. Bush
PERSONthe State of New York
LOCATION
Frankfurt
LOCATION
Donald Trump
PERSON
U.S. Virgin Islands
LOCATION