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the Series A Preferred Shares involves risks. See "Risk Factors" beginning on page S-19. We intend to apply to list the Series A Preferred Shares on the New York Stock Exchange (the "NYSE") under the symbol ." If the application is approved, we expect trading of the Series A Preferred Shares on the NYSE to begin within 30 d
urpose trust company organized under the New York Banking Law, a "banking organization" within the meaning of the New York Banking Law, a member of the Federal Reserve System, a "clearing corporation" within the meaning of the New York Uniform Commercial Code, and a "clearing agency" registered pursuant to the provisions
of UBS Americas, is registered as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended (the "1934 act"), and is a member of the New York Stock Exchange, Inc. and other principal securities exchanges. The offices of the Administrator are located at 1285 Avenue of the Americas, New York, New York 10
w (or revised) laws or regulations may be imposed by the U.S. Commodity Futures Trading Commission (the "CFTC"), the SEC, the Board of Governors of the Federal Reserve System (the "Federal Reserve") or other banking regulators, other U.S. or non-U.S. governmental regulatory authorities or self-regulatory organizations, i
of UBS Americas, is registered as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended (the "1934 act"), and is a member of the New York Stock Exchange, Inc. and other principal securities exchanges. The offices of the Administrator are located at 1285 Avenue of the Americas, New York, New York 10
w (or revised) laws or regulations may be imposed by the U.S. Commodity Futures Trading Commission (the "CFTC"), the SEC, the Board of Governors of the Federal Reserve System (the "Federal Reserve") or other banking regulators, other U.S. or non-U.S. governmental regulatory authorities or self-regulatory organizations, i
the primary federal banking regulators and what are their responsibilities? The five federal banking regulators include: e The Board of Governors of the Federal Reserve System (FRB) oversees state-chartered banks and trust companies that belong to the Federal Reserve System, financial holding companies, bank holding compani
Page: HOUSE_OVERSIGHT_024119 →ulating consumer protection for financial products and services. e National Futures Association (NFA): The NFA is the SRO for the futures market. e New York Stock Exchange (NYSE): The NYSE is the SRO for exchange member organizations (i.e., registered broker-dealer organized as a corporation, a partnership or an LLC tha
Page: HOUSE_OVERSIGHT_024120 →Entities connected to both the New York Stock Exchange and the Federal Reserve System

United States
LOCATION
Jeffrey Epstein
PERSON
New York
LOCATION
JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATION
George W. Bush
PERSONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
U.S. Treasury
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Samantha Power
PERSON
Stephen Hawking
PERSON
Colorado
LOCATION
Prince Andrew
PERSON
Department of Justice
ORGANIZATIONthe District of Columbia
LOCATION
Luxembourg
LOCATION
Eric Holder
PERSON
United Kingdom
LOCATION