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ry of UBS Americas, is registered as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended (the "1934 Act") and is a member of the New York Stock Exchange, Inc. and other principal securities exchanges. The offices of the Administrator are located at 1285 Avenue of the Americas, New York, New York 100
any of their affiliates or any U.S. or non-U.S. depository institution. The Interests are not insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board (the "Federal Reserve") or any other U.S. or non-U.S. governmental agency. The possibility of partial or total loss of the AlphaKeys Fund capital wi
any U.S. or non-U.S. depository institution. The Interests are not insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board (the "Federal Reserve") or any other U.S. or non-U.S. governmental agency. The possibility of partial or total loss of the AlphaKeys Fund capital will exist, and prospect
tary share, which will increase the proceeds to us with respect to these depositary shares by $ We intend to apply to list the depositary shares on the New York Stock Exchange. If the application is approved, trading of the depositary shares on the New York Stock Exchange is expected to begin within 30 days after they are
ption of the Preferred Stock is subject to our receipt of any required prior approvals from the Board of Governors of the Federal Reserve System. or the " Federal Reserve Board." or any other regulatory authority. Our redemption of the Preferred Stock will cause the redemption of the corresponding depositary shares. Neither
r in which we and/or any selling shareholder may dispose of the securities covered by this prospectus. The Common Stock of the Company is listed on the New York Stock Exchange under the symbol "BK." Unless otherwise indicated in the applicable prospectus supplement. the other securities offered hereby will not be listed on
rred Stock may be cumulative or non- cumulative. The Company's ability to pay dividends on its Preferred Stock is subject to policies established by the Federal Reserve. See "Management's Discussion and Analysis of Financial Condition and Results of Operations—Supervision and Regulation—Capital Planning and Stress T
lifting of the threat of tariffs on consumer goods just ahead of the holiday shopping Page 12909 EFTA00043420 season. Traders on on the floor of the New York Stock Exchange. (Richard Drew/AP) -- U.S. businesses have begun taking down job listings because of the uncertainty caused by the trade war: "Win Cramer had big
wrong. Beyond the inverted yield curve, economists are pointing to a litany of other early warning signs that indicate a recession looms, despite the Federal Reserve's recent decision to cut interest rates. There's already been a decline in business investment, and some companies are pulling back on hiring. Yest
nd markets' relief at the lifting of the threat of tariffs on consumer goods just ahead of the holiday shopping season." Traders on on the floor of the New York Stock Exchange. (Richard Drew/AP) -- U.S. businesses have begun taking down job listings because of the uncertainty caused by the trade war: "Win Cramer had big p
wrong. Beyond the inverted yield curve, economists are pointing to a litany of other early warning signs that indicate a recession looms, despite the Federal Reserve's recent decision to cut interest rates. There's already been a decline in business investment, and some companies are pulling back on hiring. Yeste
of UBS Americas, is registered as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended (the "1934 act"), and is a member of the New York Stock Exchange, Inc. and other principal securities exchanges. The offices of the Administrator are located at 1285 Avenue of the Americas, New York, New York 10
S OF, OR GUARANTEED OR ENDORSED BY, THE ADMINISTRATOR OR ANY OF ITS AFFILIATES, ANY U.S. OR NON-U.S. DEPOSITORY INSTITUTION, AND ARE NOT INSURED BY THE FEDERAL RESERVE BOARD OR ANY OTHER U.S. OR NON-U.S. GOVERNMENTAL AGENCY. INTERESTS ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, AND ARE NOT DEPO
of UBS Americas, is registered as a broker-dealer under the U.S. Securities Exchange Act of 1934, as amended (the "1934 act"), and is a member of the New York Stock Exchange, Inc. and other principal securities exchanges. The offices of the Administrator are located at 1285 Avenue of the Americas, New York, New York 10
S OF, OR GUARANTEED OR ENDORSED BY, THE ADMINISTRATOR OR ANY OF ITS AFFILIATES, ANY U.S. OR NON-U.S. DEPOSITORY INSTITUTION, AND ARE NOT INSURED BY THE FEDERAL RESERVE BOARD OR ANY OTHER U.S. OR NON-U.S. GOVERNMENTAL AGENCY. INTERESTS ARE NOT INSURED BY THE FEDERAL DEPOSIT INSURANCE CORPORATION, AND ARE NOT DEPO
ulating consumer protection for financial products and services. e National Futures Association (NFA): The NFA is the SRO for the futures market. e New York Stock Exchange (NYSE): The NYSE is the SRO for exchange member organizations (i.e., registered broker-dealer organized as a corporation, a partnership or an LLC tha
Page: HOUSE_OVERSIGHT_024120 →ing out AML and OFAC examinations for credit unions. FFIEC Information Technology Examination Handbook — Developed through a collaborative effort of the Federal Reserve, the OCC, the NCUA, the CFPB and the FDIC, the IT Examination Handbook covers key technology topics as they relate to financial services in separate
Page: HOUSE_OVERSIGHT_024122 →s. e Federal Register Notices — Links to final regulations issued after the date of codification as well as Notices of Proposed Rulemaking (NPRs) in the Federal Register. e Guidance — Clarification of issues or responses to questions related to FinCEN regulations (e.g., completion and filing of Suspicious Activity Re
Page: HOUSE_OVERSIGHT_024124 →Entities connected to both the New York Stock Exchange and Federal Reserve

Jeffrey Epstein
PERSON
JPMorgan Chase
ORGANIZATION
Ghislaine Maxwell
PERSON
FedEx
ORGANIZATIONthe State of New York
LOCATION
United States
LOCATION
the Internal Revenue Service
ORGANIZATION
George W. Bush
PERSONDarren Indyke
PERSON
Eric Trump
PERSON
New York
LOCATION
George Mitchell
PERSON
Prince Andrew
PERSON
Ralph Lauren
PERSON
Donald Trump
PERSON
Department of Justice
ORGANIZATION
Marc Rich
PERSON
FDIC
ORGANIZATION
Barack Obama
PERSON
Bloomberg L.P.
ORGANIZATION