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1,163,548 35% I 38% 29% 100% 1 TOTALS - without apple ** 73,841,830 30,145,170 • 60,475,328 164,462,328 45% 18% 37% 100% NOTES t, a) Morgan Stanley STC account must be transferred by September 18, 2017 b) TD Ameritrade has 50,000 in cash and can be used to trade c) Interactive brokers being setup t
.24.158 _•,• • 152,9.5P Total Southern Financial LLC - Equities (DB) 58,293,977 79,243,099 64,449,372 6,155,395j Southern Trust Co. - Equities (Mogan Stanley) • Barclays PLC ADR 711.116 100,000 805,008 1.059.000 1,073,000 i 267,904! Mice 6/22117 7/11/171. M8/16 10/27/16, 5,000 2.005 103.000
251,121, Capital One 5.55% Fixed to 9-1-2020 Men 380 over 3 mo NW 5/14/15 3,000.000 3 163 413 1Z9JAZ : Total Southern Trust Co. - Fixed Income (Morgan Stenle 24,666,104 24,231,933 26 236 414 570,310: Southern Financial LLC - Fixed Income (DB) Bank of America 8.125% Pfd Dec 29 2049 1/10/11 2,000,000
6/1W_111_ 4filsis 7 5.000 5,000 Cat- W 206 .i 444.749 --9-6,Oto 167.700 704.500 98875 - 774,750 - -Wile -234.206 330,001 — 18:OOE Apple Inc 915/14 64,000 6.332,800 9,217,280 9,518 720 3185,92Q le Inc 1111/16 250,000 24.750.006 36,005,000 37,182,500 1432.494 Apollo Global Man
0 434.750 468.250 94.75Q Total Southern Trust Co. - Equities (Merrill) 1,765,970 1,335,510 1,841,250 75,280 Gratitude America, LTD - Equities (Morgan Stanie Colony Capital->Colony Northstar Inc. 9/26/16 73,315 928,837 1,033,008 1,073,332 144,495 Sequential Brands 9/23/16 10/27/16 50,000 1,150
) Western Digital Corp 7.375% Matures 4-1-2023 06/09/16 2,000,000 2.008.048 .2221,2O 2 244 167 158.161 Total Gratitude America - Fixed Income (Morgan Stealer) 2,086,006 2,231965 2.244,167 158,161 Southern Trust Co. - Fixed Income (O8) Nationwide Society 6.875% GBP callable 6/20/2019 4/15/14 2,000,0
6) 89,177 89.177 69.089 Neptune LLC 69.063 Thomas World Air LLC 57,579 57,579 Cypress Inc. 47,857 47,857 FT Real Estate 42,149 42.149 Maple Inc. 26,768 26.768 Freedom Alr Petroleum 22,812 22,812 Michelins Transportation Co LLC 22,736 22.736 Nautilus Inc. 15,137 15,137 Great St Jim
00 167,700 - 0 Alibaba Group 6/10/15 5.360 444,749 704,500 774,750 330.001 Allis= SE ADR 4/13/15 5,000 90,056 98,875 106,750 16,694 Apple Inc 9/5/14 84,000 6,332,800 9,217,280 9,518,720 3.185.920 Apple Inc 1/11/16 250,000 24.750,006 36.005,000 37,182,500 12,432,494 Apollo Glob
0 434.750 468.250 94.75Q Total Southern Trust Co. - Equities (Merrill) 1,765,970 1,335,510 1,841,250 75,280 Gratitude America, LTD - Equities (Morgan Stanie Colony Capital->Colony Northstar Inc. 9/26/16 73,315 928,837 1,033,008 1,073,332 144,495 Sequential Brands 9/23/16 10/27/16 50,000 1,150
) Western Digital Corp 7.375% Matures 4-1-2023 06/09/16 2,000,000 2.008.048 .2221,2O 2 244 167 158.161 Total Gratitude America - Fixed Income (Morgan Stealer) 2,086,006 2,231965 2.244,167 158,161 Southern Trust Co. - Fixed Income (O8) Nationwide Society 6.875% GBP callable 6/20/2019 4/15/14 2,000,0
6) 89,177 89.177 69.089 Neptune LLC 69.063 Thomas World Air LLC 57,579 57,579 Cypress Inc. 47,857 47,857 FT Real Estate 42,149 42.149 Maple Inc. 26,768 26.768 Freedom Alr Petroleum 22,812 22,812 Michelins Transportation Co LLC 22,736 22.736 Nautilus Inc. 15,137 15,137 Great St Jim
00 167,700 - 0 Alibaba Group 6/10/15 5.360 444,749 704,500 774,750 330.001 Allis= SE ADR 4/13/15 5,000 90,056 98,875 106,750 16,694 Apple Inc 9/5/14 84,000 6,332,800 9,217,280 9,518,720 3.185.920 Apple Inc 1/11/16 250,000 24.750,006 36.005,000 37,182,500 12,432,494 Apollo Glob
LOWES,WILLIAM T JOYCE,MARIA MORAN,JOHN A KELLY JR,EDWARD J GENDELMAN,
SCHOTT,LEWIS M KANTOR,GEORGE APPLES,STEVEN L FISHER,KATHLEEN READ,JAMES
328 211,163,548 35% 36% 29% 100% TOTALS - without apple'" 73,841,830 1 30,145,170i 60,475,328 164,462,328 45% 18% 37% 100% i NOTES I a) Morgan Stanley STC account must be transferred by September 18, 2017 131 TD Ameritrade has 50,000 in cash and can be used to trade c) Interactive brokers being setup
00 167,700 - 0 Alibaba Group 6110115 5,000 444.749 704,500 774,750 330.001 AIDanz SE ADR 4/13/15 5,000 90,058 98.875 108,750 16,694 Apple Inc 9/5114 64,000 6,332,800 9,217,280 9,518,720 3,185.920 Apple Inc 1/11116 250,000 24,750,006 38,005,000 37,182,500 12.432.494 Apollo Glob
sage: From: "Morgan Stanley" Subject: Apple, Inc.: Smooth Sailing Into Supercycle Date: January 31, 2017 at 9:26:29 PM EST To: •tzl Reply-To: < L Morgan Stanley Wealth Management C. Subscription Notification EFTA00632418 February 1, 2017 Download Report Apple, Inc.: Smooth Sailing Into Supercycle Kat
From: Richard Kahn To: "jeffrey E." [email protected]> Subject: Fwd: Apple, Inc.: Smooth Sailing Into Supercycle Date: Wed, 01 Feb 2017 13:42:09 +0000 stock 127 premarket shares owned: 414,000 cost basis: 98.19 unrealized ga
/researchdisclosures <https://www.morga=stanley.com/online/researchdisclosures> . Morgan=Stanley Wealth Management Not Acting as Municipal Advisor Morgan Stanley W=alth Management is not acting as a municipal advisor to any municipal enti=y or obligated person within the meaning of Section 1SB of the Securities
From: jeffrey E. <[email protected]> Sent: Thursday, December 21, 2017 1:36 PM To: Richard Kahn Subject: Re: Apple, Inc.: iPhone X Accelerating Apple Share Gains in China call me <=r> On Thu, Dec 21, 2017 at 8:34 AM, Richard < > > wrote: Richard Kahn HBRK Associ
or risks, dis=losures and other important information. Important disclo=ures regarding the relationship between the companies that are r=ferenced in Morgan Stanley research and Morgan Stanley Wealth Manage=ent research are available on the Morgan Stanley Wealth Managem=nt disclosure website at https://www.morga
From: Richard Kahn Sent: Wednesday, August 1, 2018 2:32 AM To: Jeffrey Epstein Subject: Fwd: Apple, Inc.: A Clean Beat on the Path to $1 Trillion Rich=rd Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor<=div> New York, NY 10022 Begin forwar
1844b1399aa46449a2> = = = =09 <http://www.morganstanley.com/img/cs/spacer.=if> Apple, Inc.: Smooth Sailing Into Supercycle Katy=L. Huberty, CFA — Morgan Stan=ey Apple is ou= top pick with the upcoming iPhone supercycle accentuated by the possibilit= of repatriation, tax reform, and M&A. Stronger Dec quar
=/b> Richard Kahn Date: February 1, 2017 at 8:42:09 AM EST <=>To: "jeffrey E." <[email protected] <mailto:[email protected]» Subject: Fwd: Apple, Inc.: Smooth Sailing=Into Supercycle st=ck 127 premarket shares owned: 414,000 cost basis: 98.19 <=iv class="">unrealized gain: 11,927,368 total p=si
or risks, dis=losures and other important information. Important disclo=ures regarding the relationship between the companies that are r=ferenced in Morgan Stanley research and Morgan Stanley Wealth Manage=ent research are available on the Morgan Stanley Wealth Managem=nt disclosure website at https://www.morga
From: Richard Kahn < Sent: Thursday, March 22, 2018 1:30 PM To: Jeffrey Epstein Subject: Fwd: Apple, Inc.: The Emerging Power of Apple Services Rich=rd Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor<=div> New York, NY 10022 Tel Fax Cell
Entities connected to both Morgan Stanley and Apple

Jeffrey Epstein
PERSON
Richard Kahn
PERSON
Prince Andrew
PERSON
United States
LOCATION
Ghislaine Maxwell
PERSON
George W. Bush
PERSON
Marc Rich
PERSON
New York
LOCATION
JPMorgan Chase
ORGANIZATIONLeon Black
PERSON
U.S. Virgin Islands
LOCATION
Prince Charles
PERSON
Joi Ito
PERSONDarren Indyke
PERSON
Donald Trump
PERSONMorgan Stanley Smith Barney LLC
ORGANIZATION
George Mitchell
PERSONFBI
ORGANIZATION
NEW YORK NY
LOCATION
Julie K. Brown
PERSON